Compliance

A brief overview of the company’s compliance objectives and links to the following:

• Danish Financial Supervisory Authority License: See the license here.
• DFSA Inspections: The DFSA has not conducted inspections since the company’s approval as a Fund Brokerage Company on May 23, 2019.
• Remuneration Policy: See link to document here.
• Order Execution Policy: See link to document here.
• Conflict of Interest Management: See link to document here.
• Cookie and Privacy Policy: See link to document here.
• Board Diversity Policy: See link to document here.
• Sustainability Risk Integration Policy: See document here.
• Remuneration Report: See document here.

Schmiegelow Fondsmæglerselskab A/S holds a liability insurance policy with CNA Insurance Company (Europe) S.A., with coverage of DKK 7,500,000 per claim and a deductible of DKK 250,000 per claim.de.